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The
construction contract documents’ prime purpose is to clearly
delineate the roles and responsibilities of the owner,
engineer and contractor on a rural or regional water system
project. While the existence of a contract, in one form or
another, is common to all construction, there is an
astonishingly wide variety of types of contracts and
contract documents used. Therefore, types of contracts are
often dictated by the agency funding selected for the
project. The most familiar type of contract is the
traditional design-bid-build arrangement, wherein an owner
retains the services of a professional engineering firm to
act as the owner's agent in designing the new facilities,
preparing construction contract documents (drawings,
specifications, and the like), advertising for bids, opening
bids at a predetermined time, reviewing the bids and
recommending to the owner the apparent best bidder to whom
the contract should be awarded, and performing certain
limited tasks during construction. USDA Rural Development,
for example, uses documents based on the Engineering Joint
Contract Documents Committee (EJCDC). The EJCDC documents
incorporate a coordinated family of documents related to the
project construction, including contracts between the owner
and the contractor, and the owner and the engineer. In
those documents, the specific roles of project owner,
engineer and contractor are detailed as part
of the legal agreement. As such, the owner's attorney
should review those documents.
A variety
of areas are addressed in the contract and front end
documents, from advertising
for bids and bidder information to insurance forms,
performance and payment bonds, and standard conditions or
the general conditions of the construction contract. These
documents outline the duties and responsibilities of each
member of the construction project team—owner, engineer, and
contractor.
But while
each contract is different, some common practices apply.
Generally, the owner provides the land and easements needed
to successfully complete the project. The owner
is also responsible for securing any necessary permits. The
owner retains the authority to grant change orders, which
are typically requested either by the contractor or owner
and reviewed, prepared, and recommended by the engineer. It
is the owner’s responsibility to approve or disapprove
change orders as needed in a timely fashion, and of course
to issue monthly progress payments within the time provided
by the contract until the project is complete and final
payment is made.
The
engineer on the project plays a key role on behalf of the
owner in the implementation
of the contract. Generally, the engineer interprets contract
documents and the intent of the
plans and specifications when questions arise, clarifying
any issues and answering any questions regarding the design
of the project. The engineer is charged with determining
acceptability of the work, and serves as the owner’s
representative at the job site, reviewing all changes to
work before recommending change orders. The engineer also
prepares or reviews and recommends pay estimates, handles
day-to-day correspondence with the contractor, and reviews
shop drawings. The engineer is also responsible for periodic
site visits to the project, and depending on the contract
with the owner, provides daily construction observation. In
short, the engineer serves as a trusted advisor and
representative of the client in the construction of the
project.
The
contractor is the member of the project team that is
responsible for the construction of the project. The
contractor's responsibilities include scheduling and
supervising all construction activity—including means,
methods and implementation. The contractor is required to
perform all work to design specifications, and is also
responsible to see that all subcontracted work is also
completed according to the design plans and specs. As such,
the contractor is ultimately responsible for the schedule,
work environment, protection of property, and quality of the
work. Importantly, the contractor is also in charge of
safety on the site, and the engineer and the owner are to
conform to the contractor's safety plans while on the
project.
By far the
most crucial aspect of a construction project is
communication. Communication during a construction project
includes not only the contract documents, specifications,
and plans, but also all spoken and written communication of
each party during the construction process. Communication
is used by the engineer/owner to clearly portray to a wide
variety of people just what they want constructed and to
what standard they want it constructed. Bidders communicate
their inquiries to the engineer/owner in the form of
questions during the bidding process and the engineer/owner
communicate their answers in the form of addenda. At the
time of award and contract execution, the owner and the
contractor each communicate their acceptance of terms of an
agreement by signing the appropriate documents.
Communication continues throughout the construction process
as a means of informing, coordinating, and moving the
project forward. When communication suffers, typically the
project suffers and problems arise. It is important to keep
all parties to the contract informed and on task with their
responsibilities.
It is
important that neither the engineer nor the owner crosses
the line that separates them from the contractor in terms of
responsibility. Serious liability issues can result,
particularly if there is interference by the Owner or
Engineer with the contractor's means and methods. If the
Owner or the Engineer cross the line and interfere with the
Contractor’s responsibilities including selection of means
and methods, this may give the Contractor grounds for making
a successful claim against the Owner. This can also pertain
to scheduling of the project unless it is something
specifically addressed in the construction contract. In
general, if the Owner or Engineer direct the contractor’s
personnel in the methods used for the work they may be
placing the Owner in a position of defending a claim.
Either may make suggestions or recommendations but they
should not specifically direct the contractor’s personnel in
the way the work is performed. The crucial item for the
Owner and the Engineer is the quality
of the completed work. |